Find A Third Party Marketer


3PM Membership

Membership in 3PM is offered to sales and marketing organizations, investment managers and industry associates in good regulatory and industry standing. Membership is $650 annually (per firm).

Renewing Members click HERE


3PM Marketers and Investment Managers

Membership includes:

Discounted access to 3PM Events including:

• 3PM Webinars/Events
• Networking Events with marketers and/or managers
• 3PM’s Annual Conference

3PM’s expanded regulatory initiative including periodic updates/regulatory conference calls and publications
3PM website listing
Manager Exchange (manager profile and referral system) Click here for more information
Free access to 3PM Membership List Contact Information
3PM website listing
Manager referrals through networking
Vendor discounts

Requirements for membership:
• All sales professionals working for the firm must be appropriately registered to conduct their specific business.
• At least two management team members/owners must attest that neither their firm, nor any of its employees or owners, have been the subject of any revocation, censure or litigation by the regulatory bodies that govern the financial services industry, including FINRA, the SEC, MSRB and the appropriate States, and if this has occurred, a detailed explanation must be attached for which 3PM will determine eligibility on a case by case basis.
• Firms will be asked to certify that they will follow 3PMs Principles and Best Practices. 
• Firms seeking membership must complete the application process and all required attachments in their entirety.

Please download and submit the Membership Application, as well as a Firm Profile. All members must review and acknowledge 3PM's Principles and Best Practices. Click HERE for a copy.

Do you have questions about joining 3PM? Contact us at


3PM Industry Associates (including Broker Dealers)

Providers of outsourced services utilized by third party marketers and investment managers (open to all professionals associated with the asset management industry, including administrators, custodians, auditors, prime brokers, lawyers, consultants, vendors and advisors). Membership is $1000 annually (per firm).

Membership includes:

bullet Discounted access to 3PM Events
bullet Website listing with logo and hyperlink to your website
bullet Networking opportunities with key decision makers/prospective clients
bulle Free access to 3PM Membership List Contact Information
bulle Posting on the 3PM Exchange under Vendor Exchange

Please download and submit an Industry Associate Application.

3PM Events

Click on the links below for our upcoming events.


The Manager Exchange is a central hub that facilitates matches between managers and marketers.

Click here for more information.

Choosing a Third Party Marketer

Networking, vendor discounts, regulatory updates, business development & ongoing education.

3PM membership offers support with these key issues and more.

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